Personnel Hong Kong SFC License Details (ID 96210)

Personnel Hong Kong SFC License Details (ID 96210)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2023-09-26	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-03-02	2018-08-11
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-03-02	2018-08-11
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-03-02	2018-08-11
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-03-02	2018-08-11
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2016-01-27	2018-02-16
Telecom King Securities Limited	Rep	Dealing in futures contracts	2011-10-12	2013-04-30
	Rep	Dealing in securities	2010-07-21	2013-04-30