Personnel Hong Kong SFC License Details (ID 96213)

Personnel Hong Kong SFC License Details (ID 96213)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2021-12-08	2025-03-13
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2021-11-16	2025-03-13
	Rep	Dealing in securities	2021-11-16	2025-03-13
Theia Securities Limited	Rep	Advising on securities	2020-10-08	2021-10-31
	Rep	Asset management	2020-10-08	2021-10-31
	Rep	Dealing in securities	2018-03-08	2021-10-31
Telecom King Securities Limited	Rep	Dealing in futures contracts	2011-10-06	2018-03-01
	Rep	Dealing in securities	2011-04-18	2018-03-01