| Going Securities Limited | Rep | Advising on futures contracts | 2026-03-27 | 2026-04-30 |
| Rep | Advising on securities | 2026-03-27 | 2026-04-30 |
| Rep | Asset management | 2026-03-27 | 2026-04-30 |
| Rep | Dealing in futures contracts | 2026-03-27 | 2026-04-30 |
| Rep | Dealing in securities | 2026-03-27 | 2026-04-30 |
| CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2023-10-19 | 2026-03-02 |
| Kai Yin Securities Limited | Rep | Dealing in futures contracts | 2018-09-03 | 2022-11-30 |
| Rep | Dealing in securities | 2018-09-03 | 2022-11-30 |
| GUODU FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-03-14 | 2017-07-14 |
| Rep | Dealing in futures contracts | 2017-03-14 | 2017-07-14 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-03-14 | 2017-07-14 |
| Rep | Dealing in securities | 2017-03-14 | 2017-07-14 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-10-09 | 2016-09-08 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-09 | 2016-09-08 |
| I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-01-23 | 2015-08-13 |
| Rep | Dealing in securities | 2015-01-23 | 2015-08-13 |
| CHOW SANG SANG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-16 | 2014-08-05 |
| CHOW SANG SANG SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-16 | 2014-08-05 |
| Telecom King Securities Limited | Rep | Dealing in futures contracts | 2011-09-21 | 2014-02-24 |
| Rep | Dealing in securities | 2011-03-15 | 2014-02-24 |