Personnel Hong Kong SFC License Details (ID 96249)

Personnel Hong Kong SFC License Details (ID 96249)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	RO	Dealing in securities	2011-07-21	2016-06-08
	Rep	Dealing in securities	2011-05-04	2011-07-21
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-20	2011-04-09
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2011-04-09
Merrill Lynch Far East Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Dealing in securities	-	2005-03-23
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2005-01-25
	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-01-25
	Rep	Dealing in futures contracts	-	2010-09-20