| Arete Capital Asia Limited | Rep | Asset management | 2020-08-21 | - |
| THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | RO | Dealing in securities | 2011-03-23 | 2019-03-29 |
| Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2010-08-20 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2004-11-09 | 2011-03-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2004-11-09 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-07-29 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-29 |
| Rep | Asset management | 2003-04-01 | 2004-07-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-07-29 |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-09 |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-07-29 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-29 |
| Rep | Asset management | 2003-04-01 | 2004-07-29 |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-29 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-29 |
| Rep | Asset management | 2003-04-01 | 2004-07-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-07-29 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-11-09 |