Personnel Hong Kong SFC License Details (ID 96259)

Personnel Hong Kong SFC License Details (ID 96259)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2008-07-11	2022-03-24
	Rep	Dealing in securities	2008-07-11	2022-03-24
Interactive Brokers LLC	Rep	Leveraged foreign exchange trading	2007-05-04	2008-07-07
	Rep	Dealing in futures contracts	2006-05-12	2008-07-07
	Rep	Dealing in securities	2006-05-12	2008-07-07
ABN AMRO Clearing (Futures) Hong Kong Limited	Rep	Dealing in futures contracts	2003-07-04	2006-03-30
ABN AMRO Clearing Hong Kong Limited	Rep	Dealing in futures contracts	2003-07-04	2006-03-30
	Rep	Dealing in securities	2003-07-04	2006-03-30