Personnel Hong Kong SFC License Details (ID 96266)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIMES SECURITIES COMPANY LIMITED	RO	Dealing in securities	2009-03-18	2019-11-27
	Rep	Dealing in securities	2008-09-12	2009-03-18
FIRST SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2004-01-28
	Rep	Advising on securities	-	2004-01-28
	Rep	Asset management	-	2004-01-28
	Rep	Dealing in securities	-	2008-09-10