Personnel Hong Kong SFC License Details (ID 96283)

Personnel Hong Kong SFC License Details (ID 96283)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JUMP TRADING HONG KONG LIMITED	RO	Dealing in futures contracts	2021-11-05	-
	RO	Dealing in securities	2021-11-05	-
Grand Rich Global Group Limited	RO	Asset management	2019-08-23	2021-01-31
Grand Rich (Hong Kong) International Limited	RO	Advising on securities	2018-04-04	2021-01-31
	RO	Dealing in securities	2018-04-04	2021-01-31
GRAND RICH FUTURES LIMITED	RO	Advising on futures contracts	2018-04-04	2021-01-31
	RO	Dealing in futures contracts	2018-04-04	2021-01-31
Bluemount Securities Limited	RO	Advising on securities	2016-11-30	2017-08-01
	RO	Dealing in securities	2016-11-30	2017-08-01
Bluemount Asset Management Limited	RO	Asset management	2016-11-22	2017-08-01
BIN YUAN CAPITAL LIMITED	RO	Advising on securities	2016-03-11	2016-09-30
	RO	Asset management	2015-09-29	2016-09-30
SBI China Capital Financial Services Limited	Rep	Dealing in securities	2014-11-03	2015-08-13
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2008-04-15	2014-09-25
	Rep	Dealing in futures contracts	2008-04-15	2014-09-25
	Rep	Dealing in securities	2006-05-18	2014-09-25
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2005-09-30	2006-05-10