| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| STATE FORTUNE CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2026-10-29 | - |
| Rep | Asset management | 2026-10-29 | - | |
| Redland Securities Limited | RO | Dealing in securities | 2025-02-21 | 2026-10-07 |
| RO | Advising on securities | 2023-03-21 | 2026-10-07 | |
| RO | Asset management | 2023-03-21 | 2026-10-07 | |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2020-10-29 | 2022-09-22 |
| RO | Asset management | 2020-10-29 | 2022-09-22 | |
| EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2020-10-29 | 2023-01-31 |
| South China Futures Investment Limited | RO | Dealing in futures contracts | 2020-10-29 | 2022-09-22 |
| EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-21 | 2020-10-29 |
| South China Futures Investment Limited | Rep | Dealing in futures contracts | 2020-09-21 | 2020-10-29 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2020-09-10 | 2020-10-29 |
| Rep | Asset management | 2020-09-10 | 2020-10-29 | |
| GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED | RO | Advising on securities | 2017-09-22 | 2020-07-31 |
| RO | Asset management | 2017-09-22 | 2020-07-31 | |
| Rep | Advising on securities | 2017-08-31 | 2017-09-22 | |
| Rep | Asset management | 2017-08-31 | 2017-09-22 | |
| Hong Kong Jiasheng International Asset Management Limited | RO | Advising on securities | 2017-05-11 | 2017-08-28 |
| RO | Asset management | 2017-05-11 | 2017-08-28 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-26 | 2016-08-23 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-02-13 | 2016-08-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-09-30 | 2016-08-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-30 | 2016-08-23 |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-03-24 | 2014-09-23 |
| Rep | Dealing in futures contracts | 2008-04-15 | 2014-09-23 | |
| Rep | Dealing in securities | 2005-09-01 | 2014-09-23 |
No HKMA registrations in the collected records.