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Tam, Ming Yan (SFC:APL478) 譚銘忺 Hong Kong SFC License Details (ID 96289)
Tam, Ming Yan (SFC:APL478) 譚銘忺
SFC ID:
APL478
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED
Rep
Dealing in securities
2014-12-12
2023-07-31
TOKAI TOKYO SECURITIES (ASIA) LIMITED
Rep
Dealing in securities
2007-08-17
2014-11-30