Personnel Hong Kong SFC License Details (ID 96291)

Personnel Hong Kong SFC License Details (ID 96291)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oriental Morgan Asset Management Limited	RO	Advising on securities	2025-10-20	-
	RO	Asset management	2025-10-20	-
Affluence Capital Limited	RO	Advising on securities	2023-01-05	2025-05-15
	RO	Asset management	2023-01-05	2025-05-15
PROFIT ACCESS INVESTMENTS LIMITED	Rep	Advising on securities	2022-02-24	2022-12-31
	Rep	Asset management	2022-02-24	2022-12-31
Mega Success Investment Management Limited	RO	Advising on securities	2019-04-18	2022-01-31
	RO	Asset management	2019-04-18	2022-01-31
Pantheum Capital Limited	RO	Asset management	2018-06-27	2019-04-15
Apricot Capital (Hong Kong) Limited	RO	Advising on corporate finance	2003-04-01	2004-11-22
	RO	Advising on securities	2003-04-01	2004-11-22
	RO	Asset management	2003-04-01	2004-11-22
	RO	Dealing in securities	2003-04-01	2018-01-31
TOPMORE COMMODITIES LIMITED	RO	Advising on futures contracts	2003-04-01	2004-11-22
	RO	Asset management	2003-04-01	2004-11-22
	RO	Dealing in futures contracts	2003-04-01	2014-06-11