| TIGER BROKERS (HK) GLOBAL LIMITED | RO | Dealing in securities | 2023-09-25 | - |
| RO | Dealing in futures contracts | 2023-05-12 | - |
| Rep | Dealing in futures contracts | 2018-11-09 | 2023-05-12 |
| Rep | Dealing in securities | 2018-11-02 | 2023-09-25 |
| Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2016-04-26 | 2018-09-30 |
| Rep | Dealing in futures contracts | 2013-05-13 | 2018-05-09 |
| Success Securities Limited | Rep | Dealing in securities | 2013-05-13 | 2018-10-18 |
| Apricot Capital (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-02 | 2013-04-09 |
| TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-01-02 | 2013-04-09 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2006-01-09 | 2006-12-16 |
| Success Securities Limited | Rep | Dealing in securities | 2004-11-19 | 2006-12-16 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-05-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-01 |
| Rep | Asset management | 2003-04-01 | 2003-05-01 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-01 |