| MIB FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-08-22 | 2023-10-01 |
| Rep | Dealing in futures contracts | 2018-08-22 | 2023-10-01 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-08-22 | 2023-10-01 |
| Rep | Dealing in securities | 2018-08-22 | 2023-10-01 |
| Beevest Securities Limited | RO | Dealing in securities | 2017-03-07 | 2017-08-20 |
| Rep | Dealing in securities | 2016-11-10 | 2017-03-07 |
| Rep | Advising on securities | 2016-11-10 | 2017-08-20 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-05-16 | 2016-10-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-16 | 2016-10-31 |
| ORIENTAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2013-07-17 | 2014-05-14 |
| Rep | Dealing in futures contracts | 2013-05-30 | 2013-07-17 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-30 | 2014-05-14 |
| TOPMORE COMMODITIES LIMITED | RO | Dealing in futures contracts | 2013-04-03 | 2013-05-07 |
| Apricot Capital (Hong Kong) Limited | Rep | Dealing in securities | 2011-05-23 | 2013-05-07 |
| TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-01-14 | 2013-04-03 |