Personnel Hong Kong SFC License Details (ID 96299)

Personnel Hong Kong SFC License Details (ID 96299)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOSCO SECURITIES LIMITED	Rep	Dealing in securities	2013-06-20	-
Apricot Capital (Hong Kong) Limited	Rep	Dealing in securities	2004-01-12	2013-05-31
ENLIGHTEN FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-05-23
	Rep	Asset management	2003-04-01	2003-05-23
	Rep	Dealing in futures contracts	2003-04-01	2003-05-23
ENLIGHTEN SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-23
	Rep	Advising on securities	2003-04-01	2003-05-23
	Rep	Asset management	2003-04-01	2003-05-23
	Rep	Dealing in securities	2003-04-01	2004-01-06