Personnel Hong Kong SFC License Details (ID 96323)

Personnel Hong Kong SFC License Details (ID 96323)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STAR RIVER SECURITIES LIMITED	RO	Advising on securities	2017-06-16	2019-01-17
	RO	Dealing in securities	2017-06-16	2019-01-17
AIF Securities Limited	RO	Dealing in securities	2010-10-18	2016-12-09
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2009-01-19	2010-08-15
	Rep	Dealing in securities	2008-12-15	2009-01-19
BETA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2005-05-18	2008-11-30
	Rep	Dealing in securities	2005-03-03	2005-05-18
WING FUNG SECURITIES LIMITED	RO	Dealing in securities	2003-12-31	2005-01-03
ENLIGHTEN FUTURES LIMITED	RO	Dealing in futures contracts	-	2003-10-24
ENLIGHTEN SECURITIES LIMITED	RO	Dealing in securities	-	2003-10-24