| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UPMAX SECURITIES LIMITED | RO | Dealing in securities | 2017-12-14 | - |
| Rep | Dealing in securities | 2017-10-04 | 2017-12-14 | |
| Canfield Securities Company Limited | Rep | Dealing in securities | 2017-06-30 | 2017-10-03 |
| AIF Securities Limited | Rep | Dealing in securities | 2017-01-16 | 2017-02-12 |
| RO | Dealing in securities | 2004-11-02 | 2017-01-16 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-10-04 |
| RO | Advising on securities | 2003-04-01 | 2004-10-04 | |
| RO | Asset management | 2003-04-01 | 2004-10-04 | |
| RO | Dealing in securities | 2003-04-01 | 2004-10-30 |
No HKMA registrations in the collected records.