| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UPMAX SECURITIES LIMITED | Rep | Asset management | 2021-07-08 | - |
| RO | Dealing in securities | 2021-03-02 | - | |
| Rep | Dealing in securities | 2021-01-29 | 2021-03-02 | |
| Wealthy Securities Limited | Rep | Advising on securities | 2018-06-29 | 2020-09-30 |
| Rep | Asset management | 2018-06-29 | 2020-09-30 | |
| RO | Dealing in securities | 2018-01-25 | 2020-09-30 | |
| Rep | Dealing in securities | 2017-08-11 | 2018-01-25 | |
| AIF Securities Limited | Rep | Dealing in securities | 2017-01-17 | 2017-02-12 |
| RO | Dealing in securities | 2006-09-08 | 2017-01-17 | |
| Rep | Dealing in securities | 2005-10-20 | 2006-09-08 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-10-04 |
| RO | Advising on securities | 2003-04-01 | 2004-10-04 | |
| RO | Asset management | 2003-04-01 | 2004-10-04 | |
| RO | Dealing in securities | 2003-04-01 | 2005-06-20 |
No HKMA registrations in the collected records.