Personnel Hong Kong SFC License Details (ID 96328)

Personnel Hong Kong SFC License Details (ID 96328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPMAX SECURITIES LIMITED	Rep	Dealing in securities	2017-12-22	-
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-01-23	2017-12-04
AIF Securities Limited	Rep	Dealing in securities	2007-09-18	2016-12-31
Mage Securities Limited	Rep	Dealing in securities	2007-04-02	2007-09-01
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in securities	2003-04-01	2007-03-26