Personnel Hong Kong SFC License Details (ID 96364)

Personnel Hong Kong SFC License Details (ID 96364)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Masan Capital Limited	RO	Asset management	2019-12-10	2023-09-11
	RO	Advising on securities	2019-12-10	2025-03-15
CBH Asia Limited	RO	Advising on securities	2011-05-20	2019-08-31
	RO	Asset management	2011-05-20	2019-08-31
	RO	Dealing in securities	2011-05-20	2019-08-31
	Rep	Dealing in securities	2010-10-15	2011-05-20
	Rep	Advising on securities	2009-08-06	2011-05-20
	Rep	Asset management	2009-08-06	2011-05-20
Aetos Capital Management (Asia) Limited	Rep	Asset management	2008-03-05	2008-05-26