Personnel Hong Kong SFC License Details (ID 96379)

Personnel Hong Kong SFC License Details (ID 96379)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2019-12-11	2020-08-14
	Rep	Dealing in securities	2019-12-11	2020-08-14
TULLETT PREBON (HONG KONG) LIMITED	RO	Providing automated trading services	2017-11-13	2019-12-02
	RO	Dealing in futures contracts	2011-07-27	2019-12-02
	RO	Dealing in securities	2011-07-27	2019-12-02
	Rep	Dealing in futures contracts	2010-10-26	2011-07-27
	Rep	Dealing in securities	2010-10-26	2011-07-27
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2009-02-12	2010-07-02