Personnel Hong Kong SFC License Details (ID 96385)

Personnel Hong Kong SFC License Details (ID 96385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2022-06-30	2025-10-29
	Rep	Dealing in futures contracts	2022-06-30	2025-10-29
	Rep	Dealing in securities	2022-06-30	2025-10-29
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-08-05	2022-02-11
	Rep	Dealing in securities	2019-08-05	2022-02-11
	Rep	Dealing in futures contracts	2010-12-09	2016-01-01
	Rep	Dealing in securities	2010-12-09	2016-01-01
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2008-10-15	2010-07-30
	Rep	Dealing in securities	2008-10-15	2010-07-30