Personnel SFC Licences and HKMA Registrations (ID 96389)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-02-02	-
	Rep	Dealing in securities	2026-02-02	-
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2021-05-04	2025-10-16
	Rep	Dealing in securities	2021-05-04	2025-10-16
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-02-12	2021-04-24
	Rep	Dealing in securities	2018-02-12	2021-04-24
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-09-30	2017-12-29
	Rep	Dealing in securities	2015-09-30	2017-12-29
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-03-16	2015-06-17
	Rep	Dealing in securities	2011-03-16	2015-06-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.