| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-11-30 |
| Rep | Dealing in securities | 2016-06-10 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | 2021-11-30 |
| Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2013-02-27 | 2016-06-01 |
| Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2010-12-09 | 2016-06-01 |
| Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2010-12-09 | 2016-06-01 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-03-04 | 2010-12-09 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2010-03-04 | 2010-12-09 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2010-03-01 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-06 | 2010-03-01 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-03-26 | 2009-03-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2008-03-26 | 2009-03-01 |