Webb-site Legacy

Ling, Kim Keung 凌劍強

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in futures contracts	2017-02-13	2018-03-19
	RO	Dealing in securities	2017-02-13	2018-03-19
	RO	Dealing in futures contracts	2016-08-16	2017-02-12
	RO	Dealing in securities	2016-08-16	2017-02-12
Tung Shing Futures (Brokers) Limited	RO	Dealing in futures contracts	2010-12-20	2017-02-12
Tung Shing Securities (Brokers) Limited	RO	Dealing in securities	2010-12-20	2017-02-12
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2010-01-05	2010-12-20
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2010-01-05	2010-12-20
SAGE ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2005-06-21	2005-12-19
FB SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2004-05-10	2004-12-22
	RO	Dealing in securities	2004-05-10	2004-12-22
AISANCE ASSET MANAGEMENT LIMITED	RO	Dealing in futures contracts	2003-06-30	2003-09-01
KGI ASIA LIMITED	RO	Providing automated trading services	2003-06-26	2003-07-21
	RO	Dealing in securities	2003-06-26	2003-09-01
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2003-06-26	2003-09-01
KGI SECURITIES (HONG KONG) LIMITED	RO	Providing automated trading services	2003-06-26	2003-07-21
	RO	Dealing in securities	2003-06-26	2003-09-01
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-26
	Rep	Advising on securities	-	2003-06-26
	Rep	Asset management	-	2003-06-26
	Rep	Dealing in securities	-	2003-06-26
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-06-26
	Rep	Asset management	-	2003-06-26
	Rep	Dealing in futures contracts	-	2003-06-26
KGI SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-06-26
	Rep	Advising on securities	-	2003-06-26
	Rep	Asset management	-	2003-06-26
	Rep	Providing automated trading services	-	2003-06-26
	Rep	Dealing in securities	-	2003-06-26