Personnel Hong Kong SFC License Details (ID 96395)

Personnel Hong Kong SFC License Details (ID 96395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Stock Link Securities Limited	RO	Dealing in securities	2023-04-18	-
Granville Financial Services Company Limited	RO	Asset management	2021-10-19	2023-03-31
Minerva Asset Global Investment Capital Limited	RO	Asset management	2018-12-18	2019-05-31
Minerva Holding Financial Securities Limited	RO	Dealing in securities	2018-10-26	2019-06-03
RHB FUTURES HONG KONG LIMITED	RO	Dealing in futures contracts	2013-12-10	2018-06-17
RHB SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2013-12-10	2018-06-17
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-09-23	2013-12-10
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-09-23	2013-12-10
Tung Shing Futures (Brokers) Limited	RO	Dealing in futures contracts	2009-10-09	2013-09-14
Tung Shing Securities (Brokers) Limited	RO	Dealing in securities	2009-10-09	2013-09-14
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2006-07-13	2009-10-09
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2006-07-13	2009-10-09
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-09-01	2003-10-14
	Rep	Dealing in futures contracts	2003-09-01	2003-10-14
CELESTIAL SECURITIES LIMITED	Rep	Providing automated trading services	2003-09-01	2003-10-14
	Rep	Dealing in securities	2003-09-01	2003-10-14