| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2019-06-29 |
| Rep | Dealing in securities | 2014-08-19 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-19 | 2019-06-29 |
| Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2005-10-10 | 2014-02-24 |
| Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2005-10-10 | 2014-02-24 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2003-07-25 | 2005-02-28 |
| KGI SECURITIES (KOREA) INTERNATIONAL LIMITED | RO | Dealing in securities | 2003-07-25 | 2004-09-20 |
| KGI ASIA LIMITED | RO | Asset management | - | 2003-07-24 |
| RO | Advising on securities | - | 2005-04-12 |
| RO | Dealing in securities | - | 2005-04-12 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Asset management | - | 2003-07-24 |
| RO | Advising on futures contracts | - | 2005-04-12 |
| RO | Dealing in futures contracts | - | 2005-04-12 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Providing automated trading services | - | 2003-07-21 |
| RO | Asset management | - | 2003-07-24 |
| RO | Advising on securities | - | 2005-04-12 |
| RO | Dealing in securities | - | 2005-04-12 |