Personnel Hong Kong SFC License Details (ID 96409)

Personnel Hong Kong SFC License Details (ID 96409)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2017-08-17	-
	Rep	Dealing in securities	2017-08-17	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2017-08-03
	Rep	Dealing in securities	2017-02-13	2017-08-03
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-04-01	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-10
	Rep	Advising on securities	2003-04-01	2004-01-10
	Rep	Asset management	2003-04-01	2004-01-10
	Rep	Dealing in securities	2003-04-01	2017-02-12