Personnel Hong Kong SFC License Details (ID 96410)

Personnel Hong Kong SFC License Details (ID 96410)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SEAGA INTERNATIONAL LIMITED	Rep	Dealing in securities	2022-02-09	-
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2014-10-07	2021-11-16
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2014-10-07	2021-11-16
Tung Shing Securities (Brokers) Limited	Rep	Leveraged foreign exchange trading	2013-06-03	2014-09-26
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2010-04-14	2014-09-26
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2010-04-14	2014-09-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-30	2010-04-08
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-06	2010-04-08
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-06-20	2008-04-14
NEW REGION SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-08-28	2007-06-06