| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-09-16 |
| Rep | Dealing in securities | 2015-08-14 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-14 | 2021-09-16 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-05-21 | 2015-08-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-05-21 | 2015-08-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-07-06 | 2007-05-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-07-06 | 2007-05-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | - | 2005-07-06 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | - | 2004-01-10 |
| Rep | Advising on securities | - | 2004-01-10 |
| Rep | Asset management | - | 2004-01-10 |
| Rep | Dealing in securities | - | 2005-07-06 |