| SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2021-02-05 | 2024-08-11 |
| RO | Dealing in futures contracts | 2018-11-09 | 2024-08-11 |
| Rep | Dealing in futures contracts | 2017-02-13 | 2018-11-09 |
| Rep | Dealing in securities | 2017-02-13 | 2021-02-05 |
| Rep | Dealing in futures contracts | 2016-06-17 | 2017-02-12 |
| Rep | Dealing in securities | 2016-06-17 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | - | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | - | 2004-01-10 |
| Rep | Advising on securities | - | 2004-01-10 |
| Rep | Asset management | - | 2004-01-10 |
| Rep | Dealing in securities | - | 2017-02-12 |