| VMS Securities Limited | RO | Dealing in securities | 2022-01-13 | - |
| Rep | Dealing in securities | 2021-09-01 | 2022-01-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2021-08-22 |
| Rep | Dealing in securities | 2017-02-13 | 2021-08-22 |
| Rep | Dealing in futures contracts | 2016-06-20 | 2017-02-12 |
| Rep | Dealing in securities | 2016-06-20 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-03-20 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2008-03-20 | 2017-02-12 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-02 | 2008-03-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-02 | 2008-03-04 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2006-09-15 | 2007-04-19 |
| Rep | Dealing in securities | 2006-06-02 | 2007-04-19 |