| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | - |
| Rep | Dealing in securities | 2017-02-13 | - |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-01-07 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-01-07 | 2017-02-12 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-08 |
| Rep | Asset management | 2003-04-01 | 2003-10-08 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-10-08 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2003-10-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-08 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-08 |
| Rep | Asset management | 2003-04-01 | 2003-10-08 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-08 |