| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-09-28 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-09-28 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-02-13 | 2018-01-15 |
| Rep | Dealing in futures contracts | 2017-02-13 | 2022-09-12 |
| Rep | Dealing in securities | 2017-02-13 | 2022-09-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2013-09-27 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2011-04-19 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2011-04-19 | 2017-02-12 |