Personnel Hong Kong SFC License Details (ID 96434)

Personnel Hong Kong SFC License Details (ID 96434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2018-08-14	2021-08-11
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2016-08-18	2018-02-12
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2015-06-01	2016-06-29
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2015-06-01	2016-06-29
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2004-05-24	2015-05-13
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-08-12	2015-05-13
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-06-30	2003-07-18
Everbright Securities Investment Services (HK) Limited	Rep	Advising on corporate finance	-	2003-06-24
	Rep	Advising on securities	-	2003-06-24
	Rep	Asset management	-	2003-06-24
	Rep	Providing automated trading services	-	2003-07-07
	Rep	Dealing in securities	-	2003-07-18