Personnel Hong Kong SFC License Details (ID 96436)

Personnel Hong Kong SFC License Details (ID 96436)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QFIN HK Limited	RO	Advising on securities	2019-01-08	-
	RO	Asset management	2019-01-08	-
	RO	Dealing in futures contracts	2018-11-16	-
	RO	Dealing in securities	2018-01-10	-
	Rep	Dealing in securities	2017-11-22	2018-01-10
TIAN YUAN FINANCE (INDEX TRADING) LIMITED	Rep	Dealing in futures contracts	2016-11-25	2017-09-19
TIAN YUAN FINANCE LIMITED	Rep	Dealing in securities	2016-08-22	2017-09-19
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-06-17	2016-08-06
	Rep	Dealing in securities	2016-06-17	2016-08-06
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2010-10-26	2016-08-06
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2010-10-04	2016-08-06
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2007-09-25	2010-09-14