| CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2020-07-06 | 2022-07-29 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2020-06-24 |
| Rep | Dealing in securities | 2017-08-14 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-14 | 2019-06-06 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-08-03 |
| Rep | Dealing in securities | 2017-02-13 | 2017-08-03 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | - | 2004-02-20 |
| Rep | Advising on securities | - | 2004-02-20 |
| Rep | Asset management | - | 2004-02-20 |
| Rep | Dealing in securities | - | 2017-02-12 |