| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-09-22 | 2015-10-31 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2010-09-22 | 2015-10-31 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2004-10-27 | 2010-09-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-10-27 | 2010-09-13 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-19 | 2004-10-19 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-10-19 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2004-01-19 |
| Rep | Asset management | - | 2004-01-19 | |
| Rep | Dealing in futures contracts | - | 2004-03-09 | |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2004-01-19 | |
| Rep | Advising on securities | - | 2004-01-19 | |
| Rep | Asset management | - | 2004-01-19 | |
| Rep | Dealing in securities | - | 2004-03-09 |
No HKMA registrations in the collected records.