| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-05-16 | 2013-05-13 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-05-16 | 2013-05-13 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-03-23 | 2007-05-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-03-23 | 2007-05-05 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-04 |
| Rep | Asset management | - | 2004-03-04 |
| Rep | Dealing in futures contracts | - | 2006-10-23 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | - | 2004-03-04 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2006-10-23 |