Personnel Hong Kong SFC License Details (ID 96443)

Personnel Hong Kong SFC License Details (ID 96443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2017-08-15	2018-06-03
	Rep	Dealing in securities	2017-08-15	2018-06-03
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2017-07-31
	Rep	Dealing in securities	2017-02-13	2017-07-31
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-11-26	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2003-09-22
	Rep	Advising on securities	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Dealing in securities	-	2017-02-12