Personnel Hong Kong SFC License Details (ID 96447)

Personnel Hong Kong SFC License Details (ID 96447)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-08-27	2022-02-15
	Rep	Dealing in securities	2016-11-30	2022-02-15
	RO	Dealing in securities	2012-04-16	2014-08-01
	Rep	Dealing in securities	2011-12-08	2012-04-16
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2011-05-25	2011-10-29
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2011-05-25	2011-10-29
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-24	2011-02-23
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2008-11-14	2011-02-23
Tung Shing Securities (Brokers) Limited	RO	Dealing in securities	2007-02-09	2008-07-22
	Rep	Dealing in securities	2006-06-28	2007-02-09
CCB INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2005-08-19	2006-06-16
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2005-06-08	2005-09-06
KINGSTON SECURITIES LIMITED	RO	Providing automated trading services	-	2003-07-04
	RO	Dealing in securities	-	2005-04-22