| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2018-12-18 |
| Rep | Dealing in securities | 2017-02-13 | 2018-12-18 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-08-13 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-08-13 | 2017-02-12 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2003-08-12 |
| Rep | Asset management | - | 2003-08-12 |
| Rep | Dealing in futures contracts | - | 2003-08-12 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | - | 2003-08-12 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2003-08-12 |
| Rep | Advising on securities | - | 2003-08-12 |
| Rep | Asset management | - | 2003-08-12 |
| Rep | Dealing in securities | - | 2003-08-12 |