Personnel Hong Kong SFC License Details (ID 96452)

Personnel Hong Kong SFC License Details (ID 96452)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2026-03-17
	Rep	Dealing in securities	2017-02-13	2026-03-17
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2007-12-28	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-10-22	2017-02-12
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2004-04-13
	Rep	Advising on securities	-	2004-04-13
	Rep	Asset management	-	2004-04-13
	Rep	Dealing in securities	-	2007-07-09