Personnel Hong Kong SFC License Details (ID 96458)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HEAVENBOURNE SECURITIES LIMITED	RO	Advising on securities	2025-10-03	2026-06-15
	RO	Asset management	2025-10-03	2026-06-15
	RO	Dealing in securities	2025-10-03	2026-06-15
Meyer Capital Group Limited	RO	Advising on securities	2024-12-20	2025-07-31
	RO	Asset management	2024-12-20	2025-07-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Asset management	2019-04-23	2024-12-16
	Rep	Dealing in futures contracts	2017-02-13	2024-12-16
	Rep	Dealing in securities	2017-02-13	2024-12-16
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2007-02-28	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-02-09	2017-02-12
ROCTEC INVESTMENT LIMITED	Rep	Advising on futures contracts	2005-10-10	2007-02-01
ROCTEC SECURITIES COMPANY LIMITED	Rep	Asset management	2005-10-10	2007-02-01
ROCTEC FUTURES TRADING COMPANY LIMITED	Rep	Asset management	-	2005-03-07
	Rep	Dealing in futures contracts	-	2005-03-07
	Rep	Advising on futures contracts	-	2005-09-14
ROCTEC INVESTMENT LIMITED	Rep	Advising on corporate finance	-	2005-03-07
	Rep	Advising on securities	-	2007-02-01
	Rep	Asset management	-	2007-02-01
ROCTEC SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2005-03-07
	Rep	Advising on securities	-	2005-03-07
	Rep	Asset management	-	2005-03-07
	Rep	Dealing in securities	-	2007-02-01