| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-07-11 |
| Rep | Dealing in securities | 2017-02-13 | 2017-07-11 |
| Rep | Dealing in futures contracts | 2016-06-17 | 2017-02-12 |
| Rep | Dealing in securities | 2016-06-17 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-01-03 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-01-03 | 2017-02-12 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-07-30 | 2004-12-23 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-07-30 | 2004-12-23 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-12-15 | 2004-07-26 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-12-15 | 2004-07-26 |
| HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2003-04-30 | 2003-12-12 |
| VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2003-04-30 | 2003-12-12 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | - | 2003-04-17 |
| Rep | Asset management | - | 2003-04-17 |
| Rep | Dealing in futures contracts | - | 2003-04-17 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-04-17 |
| Rep | Advising on securities | - | 2003-04-17 |
| Rep | Asset management | - | 2003-04-17 |
| Rep | Providing automated trading services | - | 2003-04-17 |
| Rep | Dealing in securities | - | 2003-04-17 |