Personnel Hong Kong SFC License Details (ID 96465)

Personnel Hong Kong SFC License Details (ID 96465)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2020-01-31
	Rep	Dealing in securities	2017-02-13	2020-01-31
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2008-09-03	2017-02-12
	Rep	Dealing in futures contracts	2004-05-15	2004-10-26
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-05-15	2017-02-12
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2003-12-15	2004-05-06
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-10-07
	Rep	Advising on securities	-	2003-10-07
	Rep	Asset management	-	2003-10-07
	Rep	Dealing in securities	-	2004-05-06