Personnel Hong Kong SFC License Details (ID 96467)

Personnel Hong Kong SFC License Details (ID 96467)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2020-01-09	2020-07-03
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2020-01-09	2020-07-03
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2017-02-13	2018-01-15
	Rep	Dealing in futures contracts	2017-02-13	2019-12-31
	Rep	Dealing in securities	2017-02-13	2019-12-31
Tung Shing Securities (Brokers) Limited	Rep	Leveraged foreign exchange trading	2013-05-08	2017-02-12
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2006-10-05	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2005-03-18	2017-02-12