Personnel Hong Kong SFC License Details (ID 96497)

Personnel Hong Kong SFC License Details (ID 96497)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2023-09-30
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-08-13	2010-10-25
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-08-13	2017-02-12
SHUN LOONG FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-11
	Rep	Asset management	-	2003-08-11
	Rep	Providing automated trading services	-	2003-08-11
	Rep	Dealing in futures contracts	-	2003-08-12
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-11
	Rep	Advising on securities	-	2003-08-11
	Rep	Asset management	-	2003-08-11
	Rep	Providing automated trading services	-	2003-08-11
	Rep	Dealing in securities	-	2003-08-12