| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-06 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-03-27 | 2020-02-28 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | 2017-03-27 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-05-09 | 2017-02-12 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-04-04 |
| Rep | Advising on securities | 2003-04-01 | 2003-04-04 | |
| Rep | Asset management | 2003-04-01 | 2003-04-04 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-04-04 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-04-04 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-04-04 |
| Rep | Advising on securities | 2003-04-01 | 2003-04-04 | |
| Rep | Asset management | 2003-04-01 | 2003-04-04 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-04-04 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-04-04 |
No HKMA registrations in the collected records.