Personnel Hong Kong SFC License Details (ID 96543)

Personnel Hong Kong SFC License Details (ID 96543)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORMAX SECURITIES LIMITED	Rep	Dealing in securities	2017-05-26	2018-06-22
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-12-01	2017-04-13
KGI ASIA LIMITED	Rep	Dealing in securities	2011-09-30	2016-11-24
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	-	2004-10-26
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-10
	Rep	Advising on securities	-	2004-01-10
	Rep	Asset management	-	2004-01-10
	Rep	Dealing in securities	-	2011-09-22