Personnel Hong Kong SFC License Details (ID 96582)

Personnel Hong Kong SFC License Details (ID 96582)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2024-09-23	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-07-03	2024-04-29
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2018-06-22
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2017-02-12